Best Investors Account Sign in

David Cruz Castellanos

J.P. Morgan Securities LLC

San Jose, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-16
CA RA APPROVED 2021-11-19
  • TX RA
    APPROVED_RES
    Since 2024-08-16
  • CA RA
    APPROVED
    Since 2021-11-19

Branch Locations

1725 Saratoga Ave, San Jose, CA 95129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Sunnyvale CA 08/2015 11/2017
Jpmorgan Chase Bank Sunnyvale CA 07/2015 11/2017
Unemployed San Jose CA 11/2017 01/2018
Jp Morgan Chase Bank Sunnyvale CA 08/2016 08/2021
Jp Morgan Securities, Llc Sunnyvale CA 08/2016 08/2021
Jp Morgan Securities, Llc San Jose CA 09/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-28
S63 Uniform Securities Agent State Law Examination 2015-09-24
  • S66 Uniform Combined State Law Examination
    2021-10-28
  • S63 Uniform Securities Agent State Law Examination
    2015-09-24
Other Names
  • David Castellanos
  • David Cruz
  • David Cruz-Castellanos

View on SEC IAPD

Other Firms

PFG ADVISORS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
EQUITABLE ADVISORS, LLC
ROLO VENTURES MANAGEMENT LLC
TIGER & BULLDOG MANAGEMENT, LLC
HICKOK ADVISORY, LLC
KAIZEN FINANCIAL STRATEGIES, LLC

Other Investors

Ryan Leiby
Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

More in San Jose, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor