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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-28 |
| TN | RA | APPROVED | 2021-04-30 |
Branch Locations
1990 Providence Parkway, Mt Juliet, TN 37122 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) | Orlando | FL | 07/2015 | 08/2017 |
| Suntrust Investment Services, Inc | Atlanta | GA | 08/2017 | 08/2019 |
| Sunstrust Bank | Nashville | TN | 08/2017 | 08/2019 |
| Suntrust Advisory Services, Inc | Atlanta | GA | 08/2017 | 08/2019 |
| Fifth Third Bank | Nashville | TN | 09/2019 | 11/2020 |
| Fifth Third Securities | Nashville | TN | 09/2019 | 11/2020 |
| Cetera Investment Advisers Llc | Nashville | TN | 04/2021 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 04/2021 | Present |
| Unknown | Nashville | TN | 11/2020 | 03/2021 |
| Regions Bank | Nasvhille | TN | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-11 |
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