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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-10
CO RA APPROVED 2015-12-16
  • TX RA
    APPROVED_RES
    Since 2018-10-10
  • CO RA
    APPROVED
    Since 2015-12-16

Branch Locations

3459 West 20Th Street, Greeley, CO 80634 • United States

3459 West 20Th Street, Greeley, CO 80634 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Greenly CO 07/2015 Present
Raymond James Financial Services Advisors Inc. Greeley CO 12/2015 Present
Bank Of Colorado Greeley CO 07/2015 Present
Other Businesses

(1)Name of Business: Bank of Colorado Address: 3459 W 20th St, Greeley, CO, 80634, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 07/15/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor for Raymond James through the Bank of Colorado (2)Name of Business: Bank of Colorado Investment Services - Raymond James Address: 3459 W 20th St, Greeley, CO, 80634, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/30/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advising (3)Name of Business: Bergman Land & Cattle Co./Berg's Bunkhouse LLC Address: 1357 43rd Ave, Greeley, CO, 80634, United States Activity Type: Rental Real Estate Position/Title: Officer - CEO Investment Related: Yes Start Date: 04/03/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-owner of LLC for rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-16
  • S66 Uniform Combined State Law Examination
    2015-11-16
Other Names
  • Manan Anthony Bergman

View on SEC IAPD

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