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Employer firm

Westside Investment Management, LLC CRD 154522

$889M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Westside Investment Management, Llc

2444 Wilshire Blvd Suite 303, Santa Monica, CA 90403 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-01-22
OK RA APPROVED 2012-10-15
TX RA APPROVED 2012-10-15
  • CA RA
    APPROVED
    Since 2016-01-22
  • OK RA
    APPROVED
    Since 2012-10-15
  • TX RA
    APPROVED
    Since 2012-10-15

Branch Locations

10900 Hefner Pointe Drive Suite 502, Oklahoma City, OK 73120 • United States

2444 Wilshire Blvd Suite 303, Santa Monica, CA 90403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Oklahoma City OK 10/2012 Present
Westside Investment Management, Llc Oklahoma City OK 10/2012 Present
Previous Registrations
Other Businesses

(1) 01/05/2015: WESTSIDE INVESTMENT MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 10900 HEFNER POINTE DRIVE, SUITE 502, OKLAHOMA CITY, OK 73120 - START 01/01/2015 - 60 HR/MO ALL DURING SECS TRDG HRS (2)01/06/2015 - WESTSIDE INVESTMENT MANAGEMENT S CORP - REGISTERED INVESTMENT ADVISOR HYBRID - TIME SPENT 90 HOURS PER MONTH - OKLAHOMA CITY, OK (3) 02/17/2015: TABER BROKERAGE: WWW.TABERBROKERAGE.COM - INV REL - 10900 HEFNER POINTE DRIVE, SUITE 502, OKLAHOMA CITY, OK 73120 - NON-VARIABLE INSURANCE - START 02/20/2015 - 10 HR/MO ALL DURING SECS TRDG HRS - LIFE, LONG-TERM CARE (4) 02/18/2015: NO BUSINESS NAME - INV REL - 10900 HEFNER POINTE DRIVE, SUITE 502, OKLAHOMA CITY OK 73120 - NON-VARIABLE INSURANCE - START 02/17/2015 - 10 HR/MO ALL DURING SECS TRDG HRS - INSURANCE AGENT SUBMITTING DI, LTC AND LIFE APPLICATIONS THRU INSURANCE AGENCIES (5) 03/11/2016 * Westside Investment Management, Inc. * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 10/01/2012 * 150 HRS/MO; 125 HRS/MO DURING SECS TRDG HRS. (6) 03/08/2022 - Westside Investment Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/07/2022 - 40 Hours Per Month/4 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-11
S63 Uniform Securities Agent State Law Examination 2005-02-02
  • S66 Uniform Combined State Law Examination
    2008-06-11
  • S63 Uniform Securities Agent State Law Examination
    2005-02-02
Other Names
  • Sky Bront Rylant

View on SEC IAPD

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