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2444 Wilshire Blvd Suite 303, Santa Monica, CA 90403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-01-22 |
| OK | RA | APPROVED | 2012-10-15 |
| TX | RA | APPROVED | 2012-10-15 |
Branch Locations
10900 Hefner Pointe Drive Suite 502, Oklahoma City, OK 73120 • United States
2444 Wilshire Blvd Suite 303, Santa Monica, CA 90403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Oklahoma City | OK | 10/2012 | Present |
| Westside Investment Management, Llc | Oklahoma City | OK | 10/2012 | Present |
(1) 01/05/2015: WESTSIDE INVESTMENT MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 10900 HEFNER POINTE DRIVE, SUITE 502, OKLAHOMA CITY, OK 73120 - START 01/01/2015 - 60 HR/MO ALL DURING SECS TRDG HRS (2)01/06/2015 - WESTSIDE INVESTMENT MANAGEMENT S CORP - REGISTERED INVESTMENT ADVISOR HYBRID - TIME SPENT 90 HOURS PER MONTH - OKLAHOMA CITY, OK (3) 02/17/2015: TABER BROKERAGE: WWW.TABERBROKERAGE.COM - INV REL - 10900 HEFNER POINTE DRIVE, SUITE 502, OKLAHOMA CITY, OK 73120 - NON-VARIABLE INSURANCE - START 02/20/2015 - 10 HR/MO ALL DURING SECS TRDG HRS - LIFE, LONG-TERM CARE (4) 02/18/2015: NO BUSINESS NAME - INV REL - 10900 HEFNER POINTE DRIVE, SUITE 502, OKLAHOMA CITY OK 73120 - NON-VARIABLE INSURANCE - START 02/17/2015 - 10 HR/MO ALL DURING SECS TRDG HRS - INSURANCE AGENT SUBMITTING DI, LTC AND LIFE APPLICATIONS THRU INSURANCE AGENCIES (5) 03/11/2016 * Westside Investment Management, Inc. * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 10/01/2012 * 150 HRS/MO; 125 HRS/MO DURING SECS TRDG HRS. (6) 03/08/2022 - Westside Investment Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/07/2022 - 40 Hours Per Month/4 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-02 |
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