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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-26
OK RA APPROVED 2016-01-04
  • TX RA
    APPROVED
    Since 2016-01-26
  • OK RA
    APPROVED
    Since 2016-01-04

Branch Locations

211 N Robinson Ave, Oklahoma City, OK 73102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oklahoma City OK 07/2015 Present
Bank Of America, N.A. Oklahoma City OK 11/2015 Present
Other Businesses

I*: 2430306 Entity Type: Charitable Name of OBA: The Care Center Address: Oklahoma City, OK 73117 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 05/20/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 2 hrs mthly Duties: Awareness of child abuse prevention and fundraising ,raise awareness in the community and help with fundraising effort

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-14
  • S66 Uniform Combined State Law Examination
    2015-12-14
Other Names
  • Michael L Stewart

View on SEC IAPD

Other Firms

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