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Inactive

Sanhita Bhattacharya

Arax Advisory Partners

Birmingham, MI

New York, NY

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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-03-26
  • MI RA
    APPROVED
    Since 2026-03-26

Branch Locations

111 E. Merrill St Ste 400, Birmingham, MI 48009 • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 01/2015 04/2019
Santander Securities Llc San Juan PR 07/2015 04/2019
Morgan Stanley Wellesley MA 04/2019 07/2022
First Republic Securities Company, Llc Boston MA 07/2022 05/2023
First Republic Investment Management, Inc Boston MA 07/2022 05/2023
Ieq Capital Llc Foster City CA 05/2023 02/2026
Arax Advisory Partners, Llc Birmingham MI 03/2026 Present
  • 01/2015 → 04/2019
    Santander Bank, Na
    Boston, MA
  • 07/2015 → 04/2019
    Santander Securities Llc
    San Juan, PR
  • 04/2019 → 07/2022
    Morgan Stanley
    Wellesley, MA
  • 07/2022 → 05/2023
    First Republic Securities Company, Llc
    Boston, MA
  • 07/2022 → 05/2023
    First Republic Investment Management, Inc
    Boston, MA
  • 05/2023 → 02/2026
    Ieq Capital Llc
    Foster City, CA
  • 03/2026 → Present
    Arax Advisory Partners, Llc
    Birmingham, MI
Previous Registrations
  • 2023-05-16 → 2026-03-12
    Ieq Capital, Llc
    Boston, MA
    Foster City, CA
  • 2022-08-02 → 2023-05-26
    J.P. Morgan Private Wealth Advisors Llc
    Boston, MA
  • 2019-10-15 → 2022-08-12
    Morgan Stanley
    Wellesley, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-15
S63 Uniform Securities Agent State Law Examination 2015-10-19
  • S65 Uniform Investment Adviser Law Examination
    2019-10-15
  • S63 Uniform Securities Agent State Law Examination
    2015-10-19
Other Names
  • Sanhita Dey

View on SEC IAPD

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Scott Schramm
John Lockwood
Jared M. Rhein

Other Offices

J.P. MORGAN SECURITIES LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI
RISK PARADIGM GROUP, LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
INNOVIA WEALTH, LLC · Birmingham, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BIRMINGHAM, MI
TOWNSEND STREET CAPITAL MANAGEMENT · BIRMINGHAM, MI

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