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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-04
  • TX RA
    APPROVED
    Since 2024-10-04

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Austin TX 10/2016 10/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 10/2024 Present
Mesapay Llc / Max's Wine Dive Austin TX 10/2017 12/2017
Red Robin Gourmet Burgers, Inc. Fayetteville NC 07/2016 11/2016
Bank Of America, N.A. Austin TX 01/2025 Present
Previous Registrations
  • 2017-04-27 → 2024-10-24
    Fayetteville, NC
    Austin, TX
    Austin, TX
Other Businesses

I*2048357, Entity Type; Entity for Profit, Name: Check My Spelling LLC; Investment related: No, Austin, TX, 78741; Retail/Online Stores; Sole Proprietor/Owner; 10/21/2024; During business hours: 0; After business hours: 1hr/Mo, Duties: Opened this business to sell print-on-demand clothing. I have since closed the online site and do not have a way to generate revenue at the moment. I*3985267 Entity Type: Charitable Name of OBA: Dress for Success Austin Address: Austin, Texas, 78704 Investment Related: No Position, Title, Association: Committee Employee Start Date: 01/01/2026 Number of Hours: 6, mthly Number of Hours during trading: 0 Duties: Our purpose is to empower women to achieve economic mobility by providing a global network of support, workplace attire, and development tools for success. As the Vice President of the Circle of Impact I lead the committee meetings, organize our action plans for community involvement, and volunteer at various events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-27
  • S66 Uniform Combined State Law Examination
    2017-04-27
Other Names
  • Katelyn Maureen Johnson

View on SEC IAPD

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