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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-25
OK RA APPROVED 2015-09-25
  • TX RA
    APPROVED
    Since 2016-01-25
  • OK RA
    APPROVED
    Since 2015-09-25

Branch Locations

4801 Gaillardia Pkwy. Suite 100, Oklahoma City, OK 73142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Oklahoma City OK 08/2015 Present
Other Businesses

Northwest Oklahoma City Rotary Club,United States73120,OCivic OrganizationOtherCivic organizationThis is a local Rotary club chapter. We organize volunteer opportunities for local charities and raise money to give away to local charities.PresidentLead club meetings and set club goals for the Rotary year (July 1, 2025 - June 30, 2026), Start date-7/1/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-25
  • S66 Uniform Combined State Law Examination
    2015-09-25

View on SEC IAPD

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