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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-01-25 |
| OK | RA | APPROVED | 2015-09-25 |
Branch Locations
4801 Gaillardia Pkwy. Suite 100, Oklahoma City, OK 73142 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Oklahoma City | OK | 08/2015 | Present |
Northwest Oklahoma City Rotary Club,United States73120,OCivic OrganizationOtherCivic organizationThis is a local Rotary club chapter. We organize volunteer opportunities for local charities and raise money to give away to local charities.PresidentLead club meetings and set club goals for the Rotary year (July 1, 2025 - June 30, 2026), Start date-7/1/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-25 |
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