Andrew Gutierrez

Current Employers

Employment History

• 05/2015 → 01/2018
  Massmutual Life Insurance Company
  Omaha, NE
• 11/2015 → 01/2018
  Mml Investor Services, Llc
  Omaha, NE
• 01/2018 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Omaha, NE
• 01/2024 → Present
  Osaic Wealth, Inc.
  Omaha, NE

Previous Registrations

• 2019-09-25 → 2024-01-19
  Woodbury Financial Services, Inc.
  Omaha, NE
  Bloomfield, IA

Other Businesses

1. STRATEGIC LEGACY ADVISORS POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/24/2018 ADDRESS: 10831 OLD MILL ROAD SUITE 200 H, Omaha NE 68154, United States DESCRIPTION: Sale of fixed insurance products. Strategic Legacy Advisors is the DBA for my investment activity with my broker dealer Woodbury Financial / Advisor Group 2. CATHOLIC ORDER OF FORESTERES POSITION: agent NATURE: insurance agency INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/24/2018 ADDRESS: 4855 s 126th st, omaha NE 68137, United States DESCRIPTION: sell life insurance 3. CORNERSTONE INSURANCE AND INVESTMENTS POSITION: financial advisor NATURE: cornerstone is a secondary branch location and is a dba for securities and insurance business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 120 START DATE: 11/03/2020 ADDRESS: 105 s Madison st, bloomfield IA 52537, United States DESCRIPTION: insurance planning, provide investment management advice, investment planning, estate planning 4. DM2 LLC POSITION: 1/3 OWNER NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2020 ADDRESS: 105 s Madison ST, BLOOMFIELD IA 52537, United States DESCRIPTION: 1/3 OWNER ENTITY OWNS OFFICE BUILDINGS IN BLOOMFIELD IOWA USED TO PAY BUSINESS EXPENSES THERE ARE ALSO TWO TENNANTS ONE APARTMENT ONE STORAGE SPACE RENTER LLC COLLECTS RENTS AND ALSO RECEIVES 1099 FROM INSURANCE BUSINESS PRODUCTION 5. DG TAX PREP POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2023 ADDRESS: 10831 Old Mill Rd, ste 200 H, Omaha NE 68154, United States DESCRIPTION: Help individuals with their simple tax returns. Help individuals organize tax documents. Help individuals file tax documents. Utilize tax software to file simple tax returns.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-09-20
• S63 Uniform Securities Agent State Law Examination
  2016-06-30