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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-06-18
CA RA APPROVED 2020-12-23
  • WA RA
    APPROVED
    Since 2026-06-18
  • CA RA
    APPROVED
    Since 2020-12-23

Branch Locations

One Fifth Street Suite 300, Wenatchee, WA 98801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus Wenatchee WA 07/2015 Present
  • 07/2015 → Present
    Stifel Nicolaus
    Wenatchee, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-23
  • S66 Uniform Combined State Law Examination
    2016-08-23
Designations

View on SEC IAPD

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