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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
121 Alhambra Plaza Ste 150 Alhambra Tower, Coral Gables, FL 33134-4522 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Schaumburg | IL | 07/2015 | 11/2017 |
| Charles Schwab Bank | Schaumburg | IL | 11/2016 | 11/2017 |
| N/A | Schaumburg | IL | 12/2017 | 03/2018 |
| Td Ameritrade | Chicago | IL | 03/2018 | 01/2021 |
| Td Ameritrade | Oak Brook | IL | 01/2021 | 02/2021 |
| Fidelity Investments | Covington | KY | 04/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-17 |
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