Akhil Pruthi

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-12-02

CA RA
APPROVED

Since 2022-12-02

Branch Locations

1467 N Wanda Ste 175, Orange, CA 92867-5344 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Chase	Anaheim	CA	07/2015	10/2022
Edward Jones	St Louis	MO	10/2022	Present

07/2015 → 10/2022

Jp Morgan Chase

Anaheim, CA
10/2022 → Present

Edward Jones

St Louis, MO

Previous Registrations

2018-02-27 → 2022-10-18

J.P. Morgan Securities Llc

Anaheim, CA

Anaheim Hills, CA

Anaheim, CA

Yorba Linda, CA

Anaheim, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-02-22
S63	Uniform Securities Agent State Law Examination	2015-09-04

S66 Uniform Combined State Law Examination

2018-02-22
S63 Uniform Securities Agent State Law Examination

2015-09-04

View on SEC IAPD

Other Firms

TRANSAMERICA FINANCIAL ADVISORS, LLC

LPL FINANCIAL LLC

PFS INVESTMENTS INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

B.B. GRAHAM & COMPANY, INC.

GRAHAM & CO. ADVISORY, INC.

ORANGE CAPITAL MANAGEMENT, INC.

Other Investors

BRIAN ERIC PAYNE

ALBERT MARTINEZ

NAFENG IRENE HIOE

JEROME DAVID JOSTAK

JOHN QUANG PHAM

Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · ORANGE, CA

TRANSAMERICA FINANCIAL ADVISORS, LLC · Orange, CA

ARIS FUND I · ORANGE, CA

TRANSAMERICA FINANCIAL ADVISORS, LLC · ORANGE, CA

LPL FINANCIAL LLC · ORANGE, CA

PFS INVESTMENTS INC. · ORANGE, CA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Orange, CA

B.B. GRAHAM & COMPANY, INC. · ORANGE, CA

More in Orange, CA

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