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Christopher John Wittrig

Wells Fargo Clearing Services, LLC

Omaha, NE

Omaha, NE

Omaha, NE

Omaha, NE

CRD 4871634

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-27
NE RA APPROVED 2014-10-06
  • TX RA
    APPROVED
    Since 2016-01-27
  • NE RA
    APPROVED
    Since 2014-10-06

Branch Locations

13625 California St Ste 200 [Gl-Rbo], Omaha, NE 68154 • United States

11150 Emmet St, Omaha, NE 68164 • United States

5180 Ames Ave, Omaha, NE 68104 • United States

2587 S 171St Ct, Omaha, NE 68130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Omaha NE 09/2014 11/2016
Wells Fargo Clearing Services, Llc Omaha NE 11/2016 Present
Previous Registrations
  • 2013-12-06 → 2014-10-03
    Bancwest Investment Services, Inc.
    Omaha, NE
    Council Bluffs, IA
    Omaha, NE
    Bellevue, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Beatrice, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2012-07-27 → 2013-08-13
    Wells Fargo Clearing Services, Llc
    Omaha, NE
    Omaha, NE
  • 2010-04-06 → 2012-07-02
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2010-04-06 → 2012-07-02
    Td Ameritrade Investment Management, Llc
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-31
  • S66 Uniform Combined State Law Examination
    2010-03-31
Other Names
  • Chris Wittrig
  • Chris Wittrig

View on SEC IAPD

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