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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-02-24 |
| NH | RA | APPROVED | 2015-11-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hanover | NH | 07/2015 | Present |
| Bank Of America, N.A. | Hanover | NH | 11/2016 | Present |
I*1348287For profit or not for profit: Entity CharitableName of outside business organization: Kimball Union AcademyInvestment related: NAddress of business: meriden, New Hampshire, 03770, United StatesNature of business: ["School, College or University"]Position, title, association: ["Board Member"], Start date of relationship: 7/29/2023Number of hours devoted: 7 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , general board duties, reviewing organization of entity, voting on topics presented by head of school and others in senior positions, searching and voting on new board members, voting on proposed budgets, reviewing and voting on plans for school expansion. I*557346, Entity Type Entity Charitable, Name of OBA: Howe Library Corporation Address: hanoverNew Hampshire03755 Investment Related: Yes Position, Title, Association: Committee Employee Start Date: 01/03/2022No Hours:1 monthly No Hours during trading: 0 Duties: Serve as committee member in larger finance committee, monitoring the library's general finances, balance sheet, cash flows, development activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-09 |
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