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24 E. Main Street, Bozeman, MT 59715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-10-09 |
Branch Locations
24 E. Main Street, Bozeman, MT 59715 • United States
16 W Main Street, North Kingstown, RI 02852 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealth Management Resources, Inc | Smithfield | RI | 06/2020 | 07/2025 |
| Stringer Financial Planning | Westerly | RI | 04/2018 | 06/2020 |
| Mbia Inc. | Purchase | NY | 09/2016 | 03/2018 |
| Stringer Asset Management, Llc | North Kingstown | RI | 10/2025 | Present |
| Xypn Invest | Bozwman | MT | 10/2025 | Present |
(1.) NAME OF OBA: ATTORNEY LICENSED TO PRACTICE IN NEW YORK STATE; ADDRESS OF OBA: N/A; NATURE: I AM LICENSED TO PRACTICE LAW IN NEW YORK STATE BUT CURRENTLY DO NOT PRACTICE; INVESTMENT RELATED: NO; TITLE WITH OBA: ATTORNEY; DUTIES: NO CURRENT DUTIES. I AM LICENSED TO PRACTICE LAW IN NEW YORK STATE BUT CURRENTLY DO NOT PRACTICE; START DATE: LICENSE RENEWED 12/20/2021; APPROX. NUMBER OF HOURS/MONTH: 0; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.) NAME OF OBA: BOOK AUTHOR AND RELATED SPEAKING ENGAGEMENTS; ADDRESS OF OBA: SMITHFIELD, RI 02917; NATURE: BOOK AUTHOR AND RELATED SPEAKING ENGAGEMENTS; INVESTMENT RELATED: YES; TITLE WITH OBA: BOOK AUTHOR/SPEAKER; DUTIES: MARKETING BOOK THRU SALES AND SPEAKING ENGAGEMENTS; START DATE: 11/01/2022; APPROX. NUMBER OF HOURS/MONTH: TBD; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: TBD (3.) NAME OF OBA: BOARD MEMBER OF THE JOHN D. MCGONAGLE FOUNDATION; ADDRESS OF OBA: NEWINGTON, NH 03801; NATURE: NON-PROFIT BOARD; INVESTMENT RELATED: NO; TITLE WITH OBA: NON-PROFIT BOARD MEMBER; DUTIES: EVALUATE OTHER NON-PROFITS THAT SUBMIT GRANT APPLICATIONS; START DATE: 10/30/2023; APPROX. NUMBER OF HOURS/MONTH: 10+; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0 (4.) NAME OF OBA: RHODE ISLAND FOUNDATION PROFESSIONAL ADVISORY COMMITTEE; ADDRESS OF OBA: SMITHFIELD, RI 02917; NATURE: VOLUNTEER; INVESTMENT RELATED: NO; TITLE WITH OBA: VOLUNTEER; DUTIES: PROVIDE INSIGHT AND ASSISTANCE; START DATE: 03/01/2024; APPROX. NUMBER OF HOURS/MONTH: TBD; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: TBD
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-16 |
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