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Trask Andrew Young

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-23
CA RA APPROVED 2018-01-17
  • TX RA
    APPROVED_RES
    Since 2018-01-23
  • CA RA
    APPROVED
    Since 2018-01-17

Branch Locations

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Gilbert AZ 08/2015 02/2017
E*Trade Securities Llc Scottsdale AZ 02/2017 12/2017
E*Trade Capital Management Llc Scottsdale AZ 02/2017 12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 01/2018 Present
Bank Of America, N.A. Chandler AZ 01/2018 Present
Previous Registrations
  • 2017-02-28 → 2017-12-19
    Harrisdirect Llc
    Scottsdale, AZ
    Arlington, VA
  • 2015-10-21 → 2017-02-21
    Edward Jones
    Gilbert, AZ
    St Louis, MO
    Queen Creek, AZ
    Gilbert, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-03
  • S66 Uniform Combined State Law Examination
    2015-10-03
Other Names
  • Trask Young
  • Trask Andrew Young

View on SEC IAPD

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Kelly A Luft
ADRIENNE TERENA BORCHERS
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SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

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