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5550 S Macadam Ave Ste 110, Portland, OR 97239 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-11-30 |
| TX | RA | APPROVED | 2023-06-29 |
| OR | RA | APPROVED | 2023-04-23 |
Branch Locations
5550 S Macadam Ave Ste 110, Portland, OR 97239 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Lake Oswego | OR | 09/2015 | 05/2018 |
| Princor Financial Services Corporation | Lake Oswego | OR | 09/2015 | 05/2018 |
| Tyson Deering Wilson | Lake Oswego | OR | 07/2016 | 05/2018 |
| Pruco Securities, Llc | Lake Oswego | OR | 05/2018 | 04/2021 |
| The Prudential Insurance Company Of America | Lake Oswego | OR | 06/2018 | 04/2021 |
| Lpl Financial, Llc | Portland | OR | 04/2021 | 03/2023 |
| Financial Advocates Investment Management | Portland | OR | 04/2021 | 03/2023 |
| Tradewinds Asset Management, Llc | Portland | OR | 03/2023 | Present |
1. 4/12/2021 - Mensor Family Limited Partnership - Investment Related - PO Box 1990, Cupertino, CA 95015 ; 1230 Pedro St San Jose, CA 95126; and 824 Deland Ave San Jose, CA 95128 - Real Estate Rental - Limited Partner - Started 8/1992 - 0 Hours Per Month - Time Spent 0% - Family owned-business that holds properties. 2. 4/12/2021 - Northwest Elite FC - Not Investment Related - 515 NW Saltzman Rd 821, Portland OR 97229 - Other-Coaching - Assistant Coach - Started 08/17/2020 - 0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-22 |
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