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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-18 |
| ME | RA | APPROVED | 2016-12-02 |
Branch Locations
100 Middle Street 3Rd Floor, Portland, ME 04101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Portland | ME | 02/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 02/2016 | Present |
(1) 382351 - Big Brothers Big Sisters of Southern Maine / Not Investment Related / Westbrook, ME / Children and Youth / Civic, Community / Board Member, Board Chair - Running Board Meetings / Start 12-November-2019 / During Business Hours: 2 / After Business Hours: 8 / Labor, Service, Marketing andFundraising.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-19 |
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