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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-04 |
| TX | RA | APPROVED | 2024-11-04 |
Branch Locations
8320 42Nd Ave N, New Hope, MN 55427 • United States
3000 Fernbrook Ln N, Plymouth, MN 55447 • United States
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minneapolis | MN | 06/2015 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayzata | MN | 09/2022 | 01/2024 |
| Bank Of America N.A. | Wayzata | MN | 09/2022 | 01/2024 |
| J.P. Morgan Securities Llc | Brooklyn Park | MN | 01/2024 | 10/2024 |
| Jpmorgan Chase Bank, N.A. | Brooklyn Park | MN | 01/2024 | 11/2024 |
| Oxford Industries | Minneapolis | MN | 09/2015 | 09/2016 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-25 |
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