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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-07-10 |
| CA | RA | APPROVED | 2022-07-08 |
| TX | RA | APPROVED | 2020-12-01 |
| WI | RA | APPROVED | 2020-10-23 |
Branch Locations
Newport Square Building 10528 N. Port Washington Road, Mequon, WI 53092 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Mequon | WI | 09/2019 | Present |
| Morningstar Inc | Chicago | IL | 10/2016 | 08/2019 |
| Rbc Wealth Management | Mequon | WI | 01/2016 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-23 |
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