Best Investors Account Sign in
Employer firm

Midwestern Securities Trading Company, LLC CRD 101080

$1.98B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PORTFOLIO MANAGEMENT FOR 401(K) RETIREMENT PLANS DEFINED IN SECTION 3(38) OF ERISA RULES

From the firm’s Form ADV. Read the guides:

Current Employers
Midwestern Securities Trading Company, Llc

235 Everett St, East Peoria, IL 61611 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-12-12
  • IL RA
    APPROVED
    Since 2015-12-12

Branch Locations

235 Everett St, East Peoria, IL 61611 • USA

235 Everett St, East Peoria, IL 61611 • United States

900 W Jefferson Ave, Effingham, IL 62401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Teutopolis State Bank Teutopolis IL 07/2015 Present
Midwestern Securities Trading Co. Llc East Peoria IL 06/2015 Present
  • 07/2015 → Present
    Teutopolis State Bank
    Teutopolis, IL
  • 06/2015 → Present
    Midwestern Securities Trading Co. Llc
    East Peoria, IL
Other Businesses

TEUTOPOLIS STATE BANK, 900 W JEFFERSON AVE. EFFINGHAM, IL 62401, FINANCIAL ADVISOR, STARTED 07/2015, INVESTMENT RELATED, 40 HOURS/WEEK BOTH DURING AND OUTSIDE MARKET HOURS TEUTOPOLIS STATE BANK, 106 E MAIN ST. TEUTOPOLIS, IL 62464, BANK INVESTMENT OFFICER - MANAGES BANK'S BOND PORTFOLIO, STARTED 07/2022, BANK ONLY INVESTMENT RELATED, 0 HRS DURING MARKET/5 HRS OUTSIDE OF MARKET.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-21
  • S66 Uniform Combined State Law Examination
    2015-10-21

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in East Peoria, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor