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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-09 |
Branch Locations
190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Santa Clara, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Loring Ward | San Jose | CA | 07/2015 | 11/2018 |
| Foreside Financial Services, Llc | San Jose | CA | 10/2018 | 09/2020 |
| Buckingham Strategic Partners | Clayton | MO | 12/2018 | Present |
Name of Company/Other Business: Assyrian American Association of San Jose Address of Company/Other Business: 1352 Lincoln Ave, San Jose, CA 95125 Is this business investment-related?: No Nature or purpose of the company/other business: Cultural organization that promotes social and educations events. Position/Title or relationship with other business: Treasurer/CFO Briefly describe your duties relating to the other business: Manage expenses and overall budgeting for the association Approximate start date: February 1, 2025 Approximate number of hours/month you devote to this other business: 5 hours, evenings, not conflicting with general work hours Approximate number of hours devoted to the other business DURING securities trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-30 |
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