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Current Employers
Focus Advisor Solutions, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-09
  • CA RA
    APPROVED
    Since 2025-01-09

Branch Locations

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Santa Clara, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Loring Ward San Jose CA 07/2015 11/2018
Foreside Financial Services, Llc San Jose CA 10/2018 09/2020
Buckingham Strategic Partners Clayton MO 12/2018 Present
  • 07/2015 → 11/2018
    Loring Ward
    San Jose, CA
  • 10/2018 → 09/2020
    Foreside Financial Services, Llc
    San Jose, CA
  • 12/2018 → Present
    Buckingham Strategic Partners
    Clayton, MO
Previous Registrations
  • 2017-03-31 → 2018-12-13
    Lwi Financial Inc.
    San Jose, CA
Other Businesses

Name of Company/Other Business: Assyrian American Association of San Jose Address of Company/Other Business: 1352 Lincoln Ave, San Jose, CA 95125 Is this business investment-related?: No Nature or purpose of the company/other business: Cultural organization that promotes social and educations events. Position/Title or relationship with other business: Treasurer/CFO Briefly describe your duties relating to the other business: Manage expenses and overall budgeting for the association Approximate start date: February 1, 2025 Approximate number of hours/month you devote to this other business: 5 hours, evenings, not conflicting with general work hours Approximate number of hours devoted to the other business DURING securities trading hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-30
  • S66 Uniform Combined State Law Examination
    2017-03-30
Designations
Other Names
  • David Hanna

View on SEC IAPD

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