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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-19
  • TX RA
    APPROVED
    Since 2019-12-19

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Lakeway, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 07/2015 12/2016
Massachusetts Mutual Life Insurance Company Austin TX 01/2017 12/2019
Mml Investors Services Austin TX 06/2017 12/2019
Gwfs Equities, Inc Greenwood Village CO 12/2019 Present
  • 07/2015 → 12/2016
    Charles Schwab & Co., Inc.
    Austin, TX
  • 01/2017 → 12/2019
    Massachusetts Mutual Life Insurance Company
    Austin, TX
  • 06/2017 → 12/2019
    Mml Investors Services
    Austin, TX
  • 12/2019 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-16
S63 Uniform Securities Agent State Law Examination 2017-09-22
  • S65 Uniform Investment Adviser Law Examination
    2017-11-16
  • S63 Uniform Securities Agent State Law Examination
    2017-09-22
Other Names
  • Qquerube Montoya
  • Querube Montoya

View on SEC IAPD

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