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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-20 |
Branch Locations
726 Exchange St Suite 822, Buffalo, NY 14210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brock, Schechter & Polakoff Llp | New York | NY | 09/1992 | Present |
| 1St Global Capital Corp. | Buffalo | NY | 01/2008 | 12/2017 |
| 1St Global Advisors, Inc. | Buffalo | NY | 01/2008 | 12/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2017 | 06/2025 |
| Wealth Advisors Network, Inc | Hastings | NE | 12/2017 | 06/2025 |
| Massmutual Life Insurance Co | Buffalo | NY | 06/2025 | Present |
| Mml Investors Services, Llc | Buffalo | NY | 06/2025 | Present |
1)Name: Brock, Schechter & Polakoff, LLP, Inv Rel: Y Addr: 726 Exchange St, Suite 822, Buffalo NY 14210, Nature: Public Accounting Firm, Position: Partner, Start: 9/14/1992 No Hr/Mo: 200 No Hr/Mo Dur Trading: 200, Duties: managing partner, specializing in tax. 2)Name: BS&P Wealth Management, LLC, Inv Rel:Y Addr: 726 Exchange St, Suite 822, Buffalo NY 14210, Nature: Inactive LLC Position: Owner, Start: 1/20/2005, No Hr/Mo: 0 No Hr/Mo Dur trading: 0 Duties: none-LLC is inactive.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-06 |
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