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Megan Kirsten Howard

Rbc Capital Markets, LLC

Sioux Falls, SD

Sioux Falls, SD

CRD 6530905

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2023-05-03
TX RA APPROVED_RES 2023-04-28
  • SD RA
    APPROVED
    Since 2023-05-03
  • TX RA
    APPROVED_RES
    Since 2023-04-28

Branch Locations

6300 S. Old Village Place Suite 201, Sioux Falls, SD 57108-2102 • United States

Sioux Falls, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.W. Baird Sioux Falls SD 07/2015 04/2023
Rbc Capital Markets, Llc Sioux Falls SD 04/2023 Present
Previous Registrations
Other Businesses

1) NAME OF ENTITY: Prairie Family Business ADDRESS: Sioux Falls INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non Profit Family Business Association CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 04/01/2022 DUTIES: Committee advisory member- attend meetings & discussions HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-23
  • S66 Uniform Combined State Law Examination
    2015-11-23
Designations
  • Chartered Financial Consultant
Other Names
  • Megan K Howard

View on SEC IAPD

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