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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2023-05-03 |
| TX | RA | APPROVED_RES | 2023-04-28 |
Branch Locations
6300 S. Old Village Place Suite 201, Sioux Falls, SD 57108-2102 • United States
Sioux Falls, SD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| R.W. Baird | Sioux Falls | SD | 07/2015 | 04/2023 |
| Rbc Capital Markets, Llc | Sioux Falls | SD | 04/2023 | Present |
1) NAME OF ENTITY: Prairie Family Business ADDRESS: Sioux Falls INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non Profit Family Business Association CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 04/01/2022 DUTIES: Committee advisory member- attend meetings & discussions HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-23 |
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