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Austin P Hartke

LPl Enterprise, LLC

Champaign, IL

Swansea, IL

Effingham, IL

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

2305 Village Green Pl Suite A, Champaign, IL 61822 • United States

221 W Pointe Dr, Swansea, IL 62226 • United States

210 S Second Street Suite A, Effingham, IL 62401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Effingham IL 07/2019 11/2024
Pizza Man Effingham IL 05/2015 01/2019
Prudential - Rich Hartke Effingham IL 05/2017 07/2019
Prudential Insurance Company Of America Effingham IL 10/2019 Present
Lpl Enterprise, Llc Effingham IL 11/2024 Present
  • 07/2019 → 11/2024
    Pruco Securities, Llc.
    Effingham, IL
  • 05/2015 → 01/2019
    Pizza Man
    Effingham, IL
  • 05/2017 → 07/2019
    Prudential - Rich Hartke
    Effingham, IL
  • 10/2019 → Present
    Prudential Insurance Company Of America
    Effingham, IL
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Effingham, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-01
  • S66 Uniform Combined State Law Examination
    2019-10-01

View on SEC IAPD

Other Firms

LESTER FINANCIAL GROUP, LLC
STERLING WEALTH MANAGEMENT, INC.
TENET WEALTH PARTNERS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
HORACE MANN INVESTORS, INC.
SERRA VENTURES, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

Blake A Lester
TODD ALLEN LESTER
JAMES ARTHUR PLOEGER
SHARON CHRISTINE ALLEN
Seth Stephen Elam
Pablo Andres Jimenez Zamora
RAYMON MICHAEL BROWN
DALY CHRISTA ANDERSSON

Other Offices

LESTER FINANCIAL GROUP, LLC · CHAMPAIGN, IL
STERLING WEALTH MANAGEMENT, INC. · CHAMPAIGN, IL
TENET WEALTH PARTNERS, LLC · CHAMPAIGN, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · CHAMPAIGN, IL
HORACE MANN INVESTORS, INC. · Champaign, IL
SERRA VENTURES, LLC · CHAMPAIGN, IL
EDWARD JONES · CHAMPAIGN, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Champaign, IL

More in Champaign, IL

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