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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2007-09-21 |
| TX | RA | APPROVED | 2007-09-21 |
Branch Locations
2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 09/2007 | Present |
| Bank Of America,Na | Little Rock | AR | 12/2009 | Present |
I*690233For profit or not for profit: Entity For ProfitName of outside business organization: Refuge Land and Development, LLCInvestment related: NAddress of business: North Little Rock, Arkansas, 72114Nature of business: ["Limited Liability Company"]Position, title, association: ["Officer"], Start date of relationship: 1/24/2022Number of hours devoted: 2 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , I created this LLC as a vehicle for investing in real estate property. Likely properties include recreational use land as well as investment property including, but not limited to farm land, income producing properties, and raw land.I*118965For profit or not for profit: Non-Profit OrganizationName of outside business organization: Christ Community ChurchInvestment related: NAddress of business:Little Rock, Arkansas 72223Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 9/23/2018Number of hours devoted: 15 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I serve as an Elder at my church with 7 other men. We provide directional leadership to our church including governance, administrative, and financial oversight. I*676246For profit or not for profit: Entity CharitableName of outside business organization: Argenta City ClubInvestment related: NAddress of business: North Little Rock, Arkansas, 72114Nature of business: ["Charitable Organization"]Position, title, association: ["Officer"], Start date of relationship: 1/10/2022Number of hours devoted: 1 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , The entity is a fundraising organization that accepts donations that are then used to support local community hunger and education organizations in the city of North Little Rock, AR. | I*2217281, Entity Type: Entity For Profit, Name of OBA: MO-LUCY FARMS, LLC, Address: Little Rock, Arkansas, 72207, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 03/07/2025, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: This entity is being used to buy various types of real estate including, but not limited to farm land, recreational land, or commercial investment properties. I*4525275 Entity Type: Entity For Profit Name of OBA: THE DUCK CLUB, LLC Address: North Little Rock, Arkansas, 72114 Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/22/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0, Weekly Duties: I will use this entity to hold recreational hunting land/property I will manage all activities associated with this entity including buying, selling, and managing the property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-11 |
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