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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
WI RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10
  • WI RA
    APPROVED
    Since 2023-08-10

Branch Locations

2945 Triverton Pike Dr Ste 200, Madison, WI 53711 • United States

Argyle, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life St. Paul MN 11/2017 08/2023
North Star Madison WI 11/2017 Present
Securian Financial Services Inc. St. Paul MN 11/2017 08/2023
Cri Securities Llc St. Paul MN 11/2017 10/2021
Legacy Advisor Network Madison WI 07/2015 09/2017
Treinen Farm Corn Maze And Pumpkin Patch Lodi WI 07/2011 11/2017
Kayla Ann Coordinates Waunakee WI 05/2010 02/2018
Iris- State Of Wisconsin (Evan Nikula) Poynette WI 06/2006 Present
Cetera Wealth Services, Llc Madison WI 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Driftless Rise Financial, Llc Madison WI 11/2025 Present
  • 11/2017 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 11/2017 → Present
    North Star
    Madison, WI
  • 11/2017 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 11/2017 → 10/2021
    Cri Securities Llc
    St. Paul, MN
  • 07/2015 → 09/2017
    Legacy Advisor Network
    Madison, WI
  • 07/2011 → 11/2017
    Treinen Farm Corn Maze And Pumpkin Patch
    Lodi, WI
  • 05/2010 → 02/2018
    Kayla Ann Coordinates
    Waunakee, WI
  • 06/2006 → Present
    Iris- State Of Wisconsin (Evan Nikula)
    Poynette, WI
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Madison, WI
  • 08/2023 → Present
    Schaumburg, IL
  • 11/2025 → Present
    Driftless Rise Financial, Llc
    Madison, WI
Previous Registrations
  • 2018-01-08 → 2023-08-10
    Securian Financial Services, Inc.
    Madison, WI
    St. Paul, MN
  • 2018-01-09 → 2021-10-25
    Cri Securities, Llc
    Madison, WI
Other Businesses

1) IRIS - STATE OF WI FOR EVAN NIKULA POSITION: Employee NATURE: Employee INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2006 ADDRESS: , Poynette WI , United States DESCRIPTION: Employee 2) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2017 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 3) SUCCESSOR TRUSTEE POSITION: Successor Trustee to Special Needs Trust NATURE: Trustee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/29/2017 ADDRESS: W7581 Bohling Road, Poynette WI 53955, United States DESCRIPTION: A Special Needs Trust has been set up to aid in the care for my brother, Evan Nikula. My parents are current trustees and upon their death or incapacitation, me and my sister will take over duties as trustee of the trust. The trust is dated 11/27/2019, but my duties have not started as my parents are still willing and able to serve as the primary trustees. 4) NAME OF OTHER BUSINESS: ARGYLE COMMUNITY PARKS FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 15971 STATE ROAD 78 ARGYLE, WI 53504; NATURE OF BUSINESS: NON PROFIT; START DATE: 04/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: WORK WITH THE COMMUNITY FOR FUNDRAISING AND DEVELOPMENT OF NEW PLAYGROUND EQUIPMENT; 5) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6) NAME OF OTHER BUSINESS: DRIFTLESS RISE FINANCIAL, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWNER OF LLC TO MANAGE ADVISORY FEES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-22
  • S66 Uniform Combined State Law Examination
    2017-12-22
Other Names
  • Kayla Emberson

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