Robert Nicholas Edward Caine

Current Employers

Employment History

• 12/2015 → 04/2018
  Oppenheimerfunds
  New York, NY
• 05/2018 → 02/2020
  Thornburg Securities Corp
  Santa Fe, NM
• 03/2020 → 06/2022
  Invesco
  Atlanta, GA
• 06/2022 → 09/2023
  Blackrock
  Atlanta, GA
• 06/2022 → 09/2023
  Blackrock Investments, Llc
  Atlanta, GA
• 09/2023 → Present
  Stifel, Nicolaus & Company, Incorporated
  Albuquerque, NM

Previous Registrations

• 2022-07-12 → 2023-09-07
  Blackrock Investment Management, Llc
  Princeton, NJ
  Atlanta, GA
• 2020-03-05 → 2022-06-08
  Invesco Advisers, Inc.
  Atlanta, GA
• 2018-06-06 → 2020-02-19
  Thornburg Investment Management Inc
  Santa Fe, NM
• 2015-09-18 → 2015-10-16
  Equitable Advisors, Llc
  New York, NY
  New York, NY
  New York, NY

Other Businesses

1. Enchanted New Mexico Properties LLC; 1628 Villa Strada Santa Fe NM 87506; Single family rental property; Co-owner; Help manage repairs for tenant and paying our bills; 10/01/2024; 2 hrs/week; Not during securities trading hours; Investment-Related 2. Albuquerque Public Schools Education Foundation; 6400 Uptown Blvd. NE Albuquerque NM 87110; The Foundation partners with the local community to raise funds for the District and provide support for teachers and students; Board member; Attending board meetings and volunteering my time at fundraising events; 01/01/2025; 4 hrs/quarter; During securities trading hours; Not Investment-Related

Exams

• S66 Uniform Combined State Law Examination
  2015-09-02

Other Names

• Nick Caine
• Robert Caine
• Nicholas Caine
• Robert Nicholas Caine