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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2019-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade Inc. | Chesterfield | MO | 08/2015 | 02/2018 |
| Td Ameritrade, Inc. | St Louis | MO | 02/2018 | 10/2018 |
| Wells Fargo Clearing Services | St. Louis | MO | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-15 |
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