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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-14
ME RA APPROVED 2015-08-31
  • TX RA
    APPROVED
    Since 2017-08-14
  • ME RA
    APPROVED
    Since 2015-08-31

Branch Locations

One City Center 10Th Floor, Portland, ME 04101 • United States

Scarborough, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Portland ME 06/2015 Present
Other Businesses

1. MidCoast Humane, Provide shelter, support, and nourishment to animals, Member of Board of directors, Provide perspective, advice, and guidance of financial matters. Develop additional funds to contribute to the organization, start date-4/1/2021,BrunswickME United States04011

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-24
  • S66 Uniform Combined State Law Examination
    2015-08-24

View on SEC IAPD

Other Firms

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