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Austin Smith

Morgan Stanley

Orland Park, IL

CRD 6528587

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-10
IL RA APPROVED 2025-10-09
  • TX RA
    APPROVED_RES
    Since 2025-10-10
  • IL RA
    APPROVED
    Since 2025-10-09

Branch Locations

15341 South 94Th Avenue Suite 200, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 09/2017 05/2018
Miami University Oxford IL 08/2016 05/2017
Unemployed Flossmoor IL 06/2017 09/2017
Guggenheim Funds Distributors, Llc Tampa FL 05/2018 10/2025
Morgan Stanley Smith Barney Llc Orland Park IL 10/2025 Present
Morgan Stanley Private Bank, N.A New York NY 11/2025 Present
  • 09/2017 → 05/2018
    J.P. Morgan Securities Llc
    Chicago, IL
  • 08/2016 → 05/2017
    Miami University
    Oxford, IL
  • 06/2017 → 09/2017
    Unemployed
    Flossmoor, IL
  • 05/2018 → 10/2025
    Guggenheim Funds Distributors, Llc
    Tampa, FL
  • 10/2025 → Present
    Morgan Stanley Smith Barney Llc
    Orland Park, IL
  • 11/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-28
  • S66 Uniform Combined State Law Examination
    2017-11-28
Other Names
  • Austin Doyle Smith

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
W&S BROKERAGE SERVICES, INC.

Nearby Investors

ANDREA PAGLIARO
Randall Andrew Scianna
KRISTEN ANNE ROSE

Nearby Offices

OSAIC WEALTH, INC. · Orland Park, IL
CETERA INVESTMENT ADVISERS LLC · ORLAND PARK, IL
W&S BROKERAGE SERVICES, INC. · ORLAND PARK, IL

More in Orland Park, IL

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