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Austin Smith

Morgan Stanley

Orland Park, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-10
IL RA APPROVED 2025-10-09
  • TX RA
    APPROVED_RES
    Since 2025-10-10
  • IL RA
    APPROVED
    Since 2025-10-09

Branch Locations

15341 South 94Th Avenue Suite 200, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 09/2017 05/2018
Miami University Oxford IL 08/2016 05/2017
Unemployed Flossmoor IL 06/2017 09/2017
Guggenheim Funds Distributors, Llc Tampa FL 05/2018 10/2025
Morgan Stanley Smith Barney Llc Orland Park IL 10/2025 Present
Morgan Stanley Private Bank, N.A New York NY 11/2025 Present
  • 09/2017 → 05/2018
    J.P. Morgan Securities Llc
    Chicago, IL
  • 08/2016 → 05/2017
    Miami University
    Oxford, IL
  • 06/2017 → 09/2017
    Unemployed
    Flossmoor, IL
  • 05/2018 → 10/2025
    Guggenheim Funds Distributors, Llc
    Tampa, FL
  • 10/2025 → Present
    Morgan Stanley Smith Barney Llc
    Orland Park, IL
  • 11/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-28
  • S66 Uniform Combined State Law Examination
    2017-11-28
Other Names
  • Austin Doyle Smith

View on SEC IAPD

Other Firms

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WAVE & BREAKOUT L.L.C.
HIGHPOINT PLANNING PARTNERS
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

ANDREA PAGLIARO
Randall Andrew Scianna
KRISTEN ANNE ROSE
CHRISTINA A Valtierra
Pamela Jean Tattas
MARK ANTHONY GIOVANAZZI
DEBRA J BAKER
CRAIG PATRICK CUNNINGHAM

Other Offices

OSAIC WEALTH, INC. · Orland Park, IL
CETERA INVESTMENT ADVISERS LLC · ORLAND PARK, IL
W&S BROKERAGE SERVICES, INC. · ORLAND PARK, IL
WAVE & BREAKOUT L.L.C. · ORLAND PARK, IL
HIGHPOINT PLANNING PARTNERS · ORLAND PARK, IL
WELLS FARGO CLEARING SERVICES, LLC · ORLAND PARK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ORLAND PARK, IL
AMERIPRISE FINANCIAL SERVICES, LLC · ORLAND PARK, IL

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