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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Houston | TX | 02/2024 | Present |
| Bny Mellon | Dallas | TX | 04/2017 | 01/2024 |
| Trammell Crow Company | Dallas | TX | 07/2016 | 04/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-17 |
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