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Leah A Pepper

Morgan Stanley

Newport Beach, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-23
CA RA APPROVED 2023-04-12
  • TX RA
    APPROVED
    Since 2023-05-23
  • CA RA
    APPROVED
    Since 2023-04-12

Branch Locations

800 Newport Center Drive Suite 500, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pimco Investments Llc New York NY 07/2017 01/2022
Pacific Investment Management Company Llc New York NY 07/2017 06/2019
The University Of Texas At Austin Austin TX 09/2016 12/2016
Pulsepoint Group Austin TX 01/2017 05/2017
Unemployed Huntington Beach CA 06/2017 06/2017
Pacific Investment Management Company Llc Newport Beach CA 06/2019 01/2022
Morgan Stanley Newport Beach CA 03/2023 Present
Apollo Global Management El Segundo CA 01/2022 02/2023
Morgan Stanley Private Bank, N.A New York NY 05/2023 Present
  • 07/2017 → 01/2022
    Pimco Investments Llc
    New York, NY
  • 07/2017 → 06/2019
    Pacific Investment Management Company Llc
    New York, NY
  • 09/2016 → 12/2016
    The University Of Texas At Austin
    Austin, TX
  • 01/2017 → 05/2017
    Pulsepoint Group
    Austin, TX
  • 06/2017 → 06/2017
    Unemployed
    Huntington Beach, CA
  • 06/2019 → 01/2022
    Pacific Investment Management Company Llc
    Newport Beach, CA
  • 03/2023 → Present
    Morgan Stanley
    Newport Beach, CA
  • 01/2022 → 02/2023
    Apollo Global Management
    El Segundo, CA
  • 05/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-12
S63 Uniform Securities Agent State Law Examination 2017-09-11
  • S65 Uniform Investment Adviser Law Examination
    2023-04-12
  • S63 Uniform Securities Agent State Law Examination
    2017-09-11
Other Names
  • Leah Pepper
  • Leah Ann Pepper

View on SEC IAPD

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Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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