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Colleen Baldeh

Wells Fargo Clearing Services, LLC

Saint Paul, MN

Minneapolis, MN

CRD 6527702

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-08
MN RA APPROVED 2017-08-16
  • TX RA
    APPROVED
    Since 2018-01-08
  • MN RA
    APPROVED
    Since 2017-08-16

Branch Locations

30 E 7Th St Ste 1200, Saint Paul, MN 55101 • United States

90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Bloomington MN 05/2017 Present
Private Household Denver CO 08/2016 04/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-15
  • S66 Uniform Combined State Law Examination
    2017-08-15
Designations
  • Certified Financial Planner
Other Names
  • Colleen Cass
  • Colleen Marie Cass

View on SEC IAPD

Nearby Firms

CLEARWATER MANAGEMENT CO., INC.
FIDUCIARY COUNSELLING INC
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Nearby Investors

CHRISTIAN AUDREY NIELSEN
THOMAS W. WALSH
Patrick Daniel Carotenuto

Nearby Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN

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