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Nick Filippo

Alexander Capital Wealth Management LLC

Red Bank, NJ

Red Bank, NJ

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Current Employers
Alexander Capital Wealth Management Llc

10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-11
NJ RA APPROVED 2020-03-02
  • NY RA
    APPROVED
    Since 2021-11-11
  • NJ RA
    APPROVED
    Since 2020-03-02

Branch Locations

10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States

10 Drs James Parker Blvd, Suite 202, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alexander Capital Lp/Alexander Capital Securities New York NY 07/2015 Present
Alexander Capital Wealth Management Llc New York NY 01/2020 Present
Other Businesses

N. FILIPPO INC. - 100% OWNER - NON-INVESTMENT RELATED - ENTITY IS FOR BUISINESS EXPENSES & TAX PURPOSES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-30
S63 Uniform Securities Agent State Law Examination 2015-07-20
  • S65 Uniform Investment Adviser Law Examination
    2020-01-30
  • S63 Uniform Securities Agent State Law Examination
    2015-07-20

View on SEC IAPD

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HARTSHORNE GROUP, LLC · RED BANK, NJ
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PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
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