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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-02-27
  • MN RA
    APPROVED
    Since 2025-02-27

Branch Locations

400 Robert Street North Suite 800, Saint Paul, MN 55101 • United States

Hanover, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 07/2015 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 02/2025
Cetera Wealth Services, Llc El Segundo CA 02/2025 Present
Cetera Advisors Llc Greenwood Village CO 02/2025 Present
Cetera Financial Specialists Llc Schaumburg IL 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
Cetera Investment Services Llc St Cloud MN 02/2025 Present
Mathnasium Albertville MN 12/2024 Present
  • 07/2015 → 03/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 03/2020 → 02/2025
    Minneapolis, MN
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2025 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 02/2025 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 02/2025 → Present
    Schaumburg, IL
  • 02/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 12/2024 → Present
    Mathnasium
    Albertville, MN
Previous Registrations
Other Businesses

1. Name of other business: Mathnasium Investment related: No Address: 5262 Kyler Ave Suite 116 Albertville, MN 55301 Nature of business: Educational Service Start Date: 12/2024 Apx number of hours per week:10 Apx number of hours during trading hours:0 Position/title/relationship: Math Tutor Brief description of duties: Math Tutor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-09
  • S66 Uniform Combined State Law Examination
    2015-10-09
Other Names
  • Joe Nolan Rathmanner
  • Joseph N Rathmanner
  • Joseph Nolan Rathmanner

View on SEC IAPD

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