Best Investors Account Sign in
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-02-27
  • MN RA
    APPROVED
    Since 2025-02-27

Branch Locations

400 Robert Street North Suite 800, Saint Paul, MN 55101 • United States

Hanover, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 07/2015 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 02/2025
Cetera Wealth Services, Llc El Segundo CA 02/2025 Present
Cetera Advisors Llc Greenwood Village CO 02/2025 Present
Cetera Financial Specialists Llc Schaumburg IL 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
Cetera Investment Services Llc St Cloud MN 02/2025 Present
Mathnasium Albertville MN 12/2024 Present
  • 07/2015 → 03/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 03/2020 → 02/2025
    Minneapolis, MN
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2025 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 02/2025 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 02/2025 → Present
    Schaumburg, IL
  • 02/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 12/2024 → Present
    Mathnasium
    Albertville, MN
Previous Registrations
Other Businesses

1. Name of other business: Mathnasium Investment related: No Address: 5262 Kyler Ave Suite 116 Albertville, MN 55301 Nature of business: Educational Service Start Date: 12/2024 Apx number of hours per week:10 Apx number of hours during trading hours:0 Position/title/relationship: Math Tutor Brief description of duties: Math Tutor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-09
  • S66 Uniform Combined State Law Examination
    2015-10-09
Other Names
  • Joe Nolan Rathmanner
  • Joseph N Rathmanner
  • Joseph Nolan Rathmanner

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Saint Paul, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor