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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-25 |
| AZ | RA | APPROVED | 2014-05-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Tucson | AZ | 04/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, TUCSON, AZ, 100% OWNERSHIP, START 6/9/2017, ZERO HOURS PER MONTH, LANDLORD.;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-28 |
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