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Cynthia Modupe Kimble

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 6526632

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-01-09
TX RA APPROVED 2026-01-05
  • AZ RA
    APPROVED
    Since 2026-01-09
  • TX RA
    APPROVED
    Since 2026-01-05

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Plexus Worldwide, Llc Scottsdale AZ 02/2021 Present
Joy And Wonder Boutique Photography Gilbert AZ 10/2022 Present
Vanguard Marketing Corporation Scottsdale AZ 07/2015 Present
Vanguard Advisers, Inc. Scottsdale AZ 01/2026 Present
The Vanguard Group, Inc. Scottsdale AZ 07/2015 Present
  • 02/2021 → Present
    Plexus Worldwide, Llc
    Scottsdale, AZ
  • 10/2022 → Present
    Joy And Wonder Boutique Photography
    Gilbert, AZ
  • 07/2015 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 01/2026 → Present
    Scottsdale, AZ
  • 07/2015 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
Previous Registrations
Other Businesses

NAME OF BUSINESS: PLEXUS WORLDWIDE NON-INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: RETAIL POSITION: BRAND REP START DATE: 02/2021 APPROXIMATE HOURS/MONTH: 3 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALES NAME OF BUSINESS: JOY AND WONDER BOUTIQUE PHOTOGRAPHY NON-INVESTMENT-RELATED ADDRESS: GILBERT, AZ NATURE OF BUSINESS: PHOTOGRAPHY POSITION: OWNER START DATE: 10/2022 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PHOTOGRAPHY, MARKETING, BOOKKEEPING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-23
S63 Uniform Securities Agent State Law Examination 2016-03-29
  • S66 Uniform Combined State Law Examination
    2020-11-23
  • S63 Uniform Securities Agent State Law Examination
    2016-03-29
Other Names
  • Cynthia M Koiki
  • Cynthia Koiki

View on SEC IAPD

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