Olivia J Jones

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-02-23
WA	RA	APPROVED	2022-05-10

TX RA
APPROVED

Since 2023-02-23
WA RA
APPROVED

Since 2022-05-10

Branch Locations

401 Union Street Suite 3600, Seattle, WA 98101 • United States

Issaquah, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Seattle	WA	06/2015	05/2022
Rbc Capital Markets, Llc	Seattle	WA	05/2022	Present

06/2015 → 05/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA
05/2022 → Present

Rbc Capital Markets, Llc

Seattle, WA

Previous Registrations

2016-01-26 → 2022-05-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA

Bellevue, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-01-22

S66 Uniform Combined State Law Examination

2016-01-22

Other Names

Olivia Joo Young Jones
Olivia Joo Young Rosenlund

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews