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Brian Nathaniel Posner

Assetmark, Inc.

Concord, CA

Bayside, NY

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Current Employers
Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-22
  • NY RA
    APPROVED
    Since 2024-11-22

Branch Locations

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Bayside, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baruch College New York NY 01/2015 06/2019
American Portfolios Financial Services Inc. Holbrook NY 11/2015 04/2018
American Portfolios Financial Services Inc. Holbrook NY 04/2018 05/2022
Assetmark Financial Holdings, Inc. Bayside NY 05/2022 Present
  • 01/2015 → 06/2019
    Baruch College
    New York, NY
  • 11/2015 → 04/2018
    American Portfolios Financial Services Inc.
    Holbrook, NY
  • 04/2018 → 05/2022
    American Portfolios Financial Services Inc.
    Holbrook, NY
  • 05/2022 → Present
    Assetmark Financial Holdings, Inc.
    Bayside, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-22
  • S65 Uniform Investment Adviser Law Examination
    2024-11-22

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CONCORD, CA
INVESTMENT GROWTH MANAGEMENT, INC · Concord, CA
WELLS FARGO CLEARING SERVICES, LLC · CONCORD, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CONCORD, CA
TECHFELLOWS MANAGEMENT, LLC · CONCORD, CA
EDWARD JONES · Concord, CA
PFS INVESTMENTS INC. · CONCORD, CA
D & T FINANCIAL ADVISORS, INC. · CONCORD, CA

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