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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 07/2015 | 09/2016 |
| Wells Fargo | Charlotte | NC | 09/2016 | 03/2017 |
| Unemployed | Charlotte | NC | 03/2017 | 08/2017 |
| Lpl Financial Llc | Fort Mill | SC | 08/2017 | 01/2023 |
| Alliancebernstein | Nashville | TN | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-18 |
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