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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-06-25 |
| TX | RA | APPROVED | 2024-06-24 |
Branch Locations
1052 Pray Blvd, Waterville, OH 43566 • United States
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2015 | 06/2024 |
| Kestra Investment Services, Llc | Waterville | OH | 06/2024 | Present |
| Kestra Private Wealth Services, Llc | Waterville | OH | 06/2024 | Present |
Business Name: 120 W WASHINGTON LLC POSITION: Owner Member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2019 ADDRESS: 6313 Sydney Dr, Whitehouse OH 43571 DESCRIPTION: Manage property, collect rent, pay bills associated with property. Business Name: 1052 PRAY BLVD LLC POSITION: Owner Member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/07/2023 ADDRESS: 6313 Sydney Dr, Whitehouse OH 43571 DESCRIPTION: collecting rent, paying bills of property and managing property Business Name: VILLAGE OF WHITEHOUSE COUNCIL MEMBER POSITION: Council Member NATURE: Elected Official INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 6925 Providence St, Whitehouse OH 43571 DESCRIPTION: to manage the legislative process for the Village of Whitehouse Business Name: RIGGENBACH FINANCIAL LLC POSITION: Owner NATURE: Pass through INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2024 ADDRESS: 6313 Sydney Dr, Whitehouse OH 43571 DESCRIPTION: running day to day business. Business Name: ARC PRIVATE WEALTH POSITION: Managing Partner / Wealth Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 06/24/2024 ADDRESS: 1052 Pray Blvd, Waterville OH 43566, United States DESCRIPTION: Financial planning and investment management Business Name: ARC PARTNERS LLC POSITION: owner NATURE: facilitate operating agreement INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2024 ADDRESS: 1052 Pray Blvd, Waterville OH 43566 DESCRIPTION: managing expense
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-05 |
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