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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-07 |
| AR | RA | APPROVED | 2018-06-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | San Antonio | TX | 02/2016 | 09/2018 |
| Ameriprise Financial Services, Inc | Batesville | AR | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Batesville | AR | 03/2020 | Present |
Outside Employment; Deadbird; Band member - Play guitar and sing in the band Deadbird; It is a musical group that writes and records their own music. We play live MAYBE 3 times a year. If anything, this is a financial loss but an interest that we all take seriously nonetheless.; 1536 Lee StBatesville, AR 72501, , Batesville, AR, 72501; Not Investment-Related; 06/30/2002; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-09 |
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