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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-07 |
| AR | RA | APPROVED | 2019-06-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Citizens Bank | Batesville | AR | 07/2012 | 04/2019 |
| Ameriprise Financial Services Inc. | Batesville | AR | 05/2018 | 08/2018 |
| Ameriprise Financial Services Inc. | Batesville | AR | 04/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Batesville | AR | 03/2020 | Present |
Business Ownership; Killian Brothers, LLC; Owner; Manage Ameriprise Business; 175 S 12th Street, , Batesville, AR, 72501; Investment-Related; 01/10/2025; 40 to 59 hours per month; 40 to 59 during trading hours / MCM Properties LLC; Co-owner; Real Estate; 1670 Jennings Ln, , Batesville, AR, 72501; Not Investment-Related; 12/09/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; BSD Educational Foundation Board; at large Board Member; PO Box 4541, , Batesville, AR, 72503; Not Investment-Related; 07/01/2024; 1 to 9 hours per month; 0 during trading hours / Batesville-Independence County Industrial Development Corporation; President; PO Box 2396, , Batesvile, AR, 72503; Not Investment-Related; 11/15/2018; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Killian Brothers, LLC; Owner/Finanical Adviosr - Role is (Financial Advisor - Advisory Services) this is compensation paid to me for providing client service support, analysis and recommendations as it relates to financial planning and managed accounts. This work includes: directing staff duties on a day to day basis, executing paperwork, completing analysis, providing recommendations, meeting with clients, answering ad hoc questions/calls from clients and ensuring key compliance expectations are met. Owner duties include carrying out the decisions that have been made by the leaders of the business and enforce the basic guiding principles that will keep the focus of the team on growth and development; Manage advisory business; 175 S 12th Street, , Batesville, AR, 72501; Investment-Related; 01/10/2025; 60 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-18 |
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