Nicole Jeffress Ventura

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 12/2021
  Raymond James & Associates
  Houston, TX
• 12/2021 → Present
  Raymond James & Associates, Inc.
  Bettendorf, IA
• 05/2023 → Present
  Raymond James Financial Services
  Bettendorf, IA
• 05/2023 → Present
  Raymond James Financial Services Advisors
  Bettendorf, IA

Previous Registrations

• 2009-01-02 → 2010-12-06
  Lpl Financial Llc
  San Diego, CA
  Kingwood, TX
  Richmond, TX
• 2005-05-03 → 2007-01-23
  Wells Fargo Investments, Llc
  Houston, TX
  Houston, TX

Other Businesses

(1)Name of Business: CoventBridge Address: Kynnelworth, Bettendorf, IA, 52722, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 01/10/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: part time hourly data entry work

Exams

• S66 Uniform Combined State Law Examination
  2005-04-28

Other Names

• Nicole Jeffress
• Nikki Lopez
• Nicole Lopez
• Nicole Jeffress Lopez