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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-05-23
  • IA RA
    APPROVED
    Since 2023-05-23

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Bettendorf, IA • United States

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-08-18
  • IA RA
    APPROVED
    Since 2022-08-18

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Bettendorf, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Houston TX 11/2011 12/2021
Raymond James & Associates, Inc. Bettendorf IA 12/2021 Present
Raymond James Financial Services Bettendorf IA 05/2023 Present
Raymond James Financial Services Advisors Bettendorf IA 05/2023 Present
  • 11/2011 → 12/2021
    Raymond James & Associates
    Houston, TX
  • 12/2021 → Present
    Bettendorf, IA
  • 05/2023 → Present
    Raymond James Financial Services
    Bettendorf, IA
  • 05/2023 → Present
    Raymond James Financial Services Advisors
    Bettendorf, IA
Previous Registrations
  • 2009-01-02 → 2010-12-06
    San Diego, CA
    Kingwood, TX
    Richmond, TX
  • 2005-05-03 → 2007-01-23
    Wells Fargo Investments, Llc
    Houston, TX
    Houston, TX
Other Businesses

(1)Name of Business: CoventBridge Address: Kynnelworth, Bettendorf, IA, 52722, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 01/10/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: part time hourly data entry work

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-28
  • S66 Uniform Combined State Law Examination
    2005-04-28
Other Names
  • Nicole Jeffress
  • Nikki Lopez
  • Nicole Lopez
  • Nicole Jeffress Lopez

View on SEC IAPD

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