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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-02-19 |
| TX | RA | APPROVED | 2024-02-19 |
Branch Locations
501 N. Broadway, St. Louis, MO 63102 • United States
Waynesville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| George K. Baum & Company | Kansas City | MO | 09/2015 | 12/2018 |
| George K. Baum & Company | Kansas City | MO | 01/2019 | 09/2019 |
| Stifel, Nicolaus & Company, Incorporated | Denver | CO | 09/2019 | Present |
1. Rental; 3140 Sheridan Blvd, Denver, CO 80214; Renting out basement; Landlord; Work with property manager; 02/01/2022; 1 Hour per Day; Not During Securities Trading Hours; Investment-Related. 2. Rental Property; 3140A Sheridan Blvd, Denver CO 80214; rental property; landlord; 02/25/2025; 3 hrs/month; Not during security trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-23 |
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