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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-06-27
  • MN RA
    APPROVED
    Since 2025-06-27

Branch Locations

110 Cheshire Lane Suite 200, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Davenport & Company Llc Richmond VA 06/2016 12/2019
Emerge Capital Management, Inc. Buffalo NY 03/2020 10/2020
Cardea Capital Advisors, Llc Atlanta GA 10/2020 01/2022
Pacific Life Insurance Newport Beach CA 03/2022 03/2023
Pacific Select Distributors, Llc Newport Beach CA 03/2022 03/2023
Capfinancial Securities Llc Raleigh NC 10/2023 07/2024
Capfinancial Partners Llc (Captrust) Raleigh NC 10/2023 07/2024
N/A Norcross GA 04/2023 09/2023
Unemployed Minnetonka MN 08/2024 05/2025
Cetera Wealth Services Llc El Segundo CA 06/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2025 Present
Advisornet Financial Minnetonka MN 06/2025 Present
  • 06/2016 → 12/2019
    Richmond, VA
  • 03/2020 → 10/2020
    Emerge Capital Management, Inc.
    Buffalo, NY
  • 10/2020 → 01/2022
    Atlanta, GA
  • 03/2022 → 03/2023
    Pacific Life Insurance
    Newport Beach, CA
  • 03/2022 → 03/2023
    Pacific Select Distributors, Llc
    Newport Beach, CA
  • 10/2023 → 07/2024
    Capfinancial Securities Llc
    Raleigh, NC
  • 10/2023 → 07/2024
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 04/2023 → 09/2023
    N/A
    Norcross, GA
  • 08/2024 → 05/2025
    Unemployed
    Minnetonka, MN
  • 06/2025 → Present
    Cetera Wealth Services Llc
    El Segundo, CA
  • 06/2025 → Present
    Schaumburg, IL
  • 06/2025 → Present
    Advisornet Financial
    Minnetonka, MN
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2025 POSITION/TITLE/RELATIONSHIP: VP OPERATIONS; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: WORKING WITHIN OPERATIONS TEAM;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-10
  • S66 Uniform Combined State Law Examination
    2005-03-10
Other Names
  • Dara Beth Newman

View on SEC IAPD

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