Adam Gerald Higgins

Current Employers

Employment History

• 08/2014 → 09/2019
  Fidelity Brokerage Services Llc
  Covington, KY
• 11/2019 → Present
  Stifel Nicolaus & Co Inc
  Cincinnati, OH
• 09/2019 → 11/2019
  Unemployed
  Cincinnati, OH

Other Businesses

1. Cancer Family Care; 4790 Red Bank Expressway Suite 128 Cincinnati OH 45227; Community resource for those dealing with cancer; Vice President of Young Professional Board; Volunteer at events and participate in meetings; 03/01/2024; 4.00hrs/month; Not during securities trading hours; Not Investment-Related 2. St. James Athletic Club Board; 3565 Hubble Rd Cincinnati, OH 45247; Enrich the St. James youth's sports experience; Trustee; Drive mission and help where needed; 11/13/2025; 3hrs/mth; Not during securities trading hours; Not investment related 3. Saint James Athletic Board; 6429 Cheviot Rd Cincinnati, OH 45247; The St. James Athletic Club oversees the implementation of faith and good sportsmanship in all the student-athletes of St. James; Marketing/Sponsorship Coordinator; Responsible for managing existing sponsorship, designing new packages if necessary, and ensuring sponsors are receiving what's included in package; 12/01/2025; 6hrs/mth; Not during securities trading hours; Not investment related 4. Cancer Family Care; 4790 Red Bank Rd Suite 128 Cincinnati, OH 45227; Non medical cancer related treatment/consoling; President of Young Professionals Board; Leading the young professionals board with a focus on yearly events and growing the board; 03/02/2026; 2 hours/week; Not during securities trading hours; Not investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-09-09
• S63 Uniform Securities Agent State Law Examination
  2015-08-24