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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-09 |
| TX | RA | APPROVED | 2026-01-08 |
| KY | RA | APPROVED | 2022-08-03 |
Branch Locations
360 8Th Avenue Suite 211, Bowling Green - Park Plaza, KY 42101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Texas Tech University | Lubbock | TX | 01/2016 | 12/2016 |
| Avant-Garde Wealth, Llc | Smiths Grove | KY | 02/2020 | 07/2022 |
| Western Kentucky University | Bowling Green | KY | 01/2020 | 05/2020 |
| Your Money Line Powered By Pete The Planner® | Carmel | IN | 03/2020 | 01/2021 |
| Levine Group, Llc | Russellville | KY | 05/2016 | 02/2020 |
| Texas Tech University | Lubbock | TX | 08/2020 | Present |
| Origin Financial | Bowling Green | KY | 06/2021 | 07/2021 |
| Robert W. Baird & Co. Incorporated | Bowling Green | KY | 08/2022 | Present |
Business Name: Texas Tech University Investment Related: No Address: 2500 Broadway, Lubbock, TX 79409 Nature of Business: Teaching, lecturing Title: Community Instructor Start Date: 8/15/2020 Hours per month: 20-40 Hours per month during trading hours 10-15 hours Duties: I teach students in the area of Financial Counseling and Consumer Credit and Personal Finance. Independent Insurance Agent Investment Related: Yes Licenses to sell life and health insurance Start Date: 4/12/2017 Hours per month: 0-5 Hours per month during trading hours: 0-5 Duties: Provide insurance options for clients and implement best suited option through purchase.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-26 |
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